Web CRD Administration / U-4 Disclosures

Registrations, Licensing, Electronic Filings

Greico Compliance can serve as your in-house registration team at lower costs and higher efficiency. Our team is equipped to be immediately available when you need as Web CRD Administration. Let us manage your electronic forms.

Let Greico help you with the following:

● File electronic forms

● Form BD

● Form BR

● Form U-4, Form U-5

● Disclosures and Attestations including Outside Business Activities, Outside

Brokerage Accounts, Customer Complaints and Arbitration/Litigation

● Schedule Qualification Exams (Series 7,Series 63, etc.)

● Fingerprint requirements

● Continuing Education Notification Requirements

● Perform the annual review of the FINRA Contact System

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