Annual Compliance Meeting Creation Implementations and Delivery
FINRA Rule 3010 the annual compliance meeting , is a required annual presentation made by your compliance department or their designees to the entire firm. This presentation must be designed to address your firms compliance challenges., compliance concerns, and new policies and procedures. Let the Greico team of professionals help your firm:
● Prepare an agenda
● Prepare meeting materials
● Conduct the meeting
● Document attendance and participation
Let the Greico team deliver. We can participate at any level. We can partake in discussions, answer questions, create your material or just simply review your materials and leave the delivery to you. In any case our professionals will help you deliver information in a manner that is engaging, enjoyable and that everyone understands.