About Us

Introduction to Greico Compliance Consulting

Greico provides full service compliance support to registered broker dealers. Greico helps compliance navigate through the SEC,FINRA, FRB, and all SRO’s rules and regulations.

What makes Greico the premier choice?

Our experience as former regulators and industry executives with combined experience of over 100 years gives our clients the tremendous advantage of utilizing a firm with a clear vision of running a successful broker dealer. We assist brokerages at every phase of their growth and development.

In short, we are experts that guide you and stand behind you from the moment you plan to start your broker dealer and every step along the way.

Frequently used Links

          FINRA
          Web CRD
          SEC
          MSRB
          FINCEN
          Prometric
          Greico Financial Training Institute
          FED
          CFTC
          CBOE
          NFA

Our Team

  • James J. Greico
    James J. Greico has dedicated his entire life to enhancing the level of professionalism, knowledge and ethical standards of the financial services industry. Mr. Greico...
  • Florence St. Laurent
    Florence St. Laurent is a Managing Director in the Greico Compliance Group. She currently manages the regulatory consulting services to large, medium, and small securities...
  • Christopher F. Meyer
    Christopher F. Meyer brings over 40 years of Wall Street knowledge to his pivotal role as Managing Director of Greico Compliance Group. His career has...